Exam Comparisons
Which License or Certification Do You Need?
The securities and financial planning licensing landscape is confusing. Use these head-to-head comparisons to find the right exam for your role before you register.
NASAA State Law Exams
Series 63 vs. Series 66
Both the Series 63 and Series 66 cover NASAA state securities law, but they serve very different purposes. Understanding…
CompareSeries 65 vs. Series 66
Both the Series 65 and Series 66 qualify you as an Investment Adviser Representative (IAR) — but they're designed for di…
CompareSeries 63 vs. Series 65
The Series 63 and Series 65 are often confused because both are NASAA state law exams. But they serve different purposes…
CompareFINRA Licensing
Series 6 vs. Series 7
The Series 6 and Series 7 are both FINRA top-off exams taken after the SIE, but they authorize very different product se…
CompareSIE vs. Series 7
The SIE and Series 7 are not alternatives — they're sequential. The SIE is the entry exam FINRA requires as a foundation…
CompareSeries 7 vs. Series 65
The Series 7 and Series 65 both involve securities, but they represent fundamentally different business models: the comm…
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