Series 65 (Uniform Investment Adviser Law)

License investment adviser representatives. Covers registration, fiduciary duty, suitability, advisory practices, and ethics.

~65%
Average Pass Rate
80-100 hours
Recommended Study Time
130 questions
Total Questions
10 topics
Topics Covered

What You Get

Practice Questions
0
Study Topics
10
AI Tutor
Available
Performance Tracking
Real-time

Curriculum

Registration of Investment Advisers
Topic 1
Investment Adviser Representative Registration
Topic 2
Fiduciary Duty and Standards of Care
Topic 3
Advisory Contracts and Compensation
Topic 4
Suitability and Best Interests
Topic 5
Portfolio Theory and Investment Analysis
Topic 6
Investment Vehicles and Securities
Topic 7
Types of Clients and Account Management
Topic 8
Disclosure and Advertising
Topic 9
Prohibited Practices and Ethics
Topic 10

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