Series 65 — Uniform Investment Adviser Law Prep
Master investment adviser law and pass NASAA's 130-question licensing exam
- Questions mapped to all four NASAA content areas with accurate exam-weight coverage
- Instant explanations that translate USA statute language into plain English
- Registration rule frameworks and ethics scenarios drawn from real exam patterns
No credit card required for free questions · 7-day free trial with subscription
Who it's for
Required for anyone acting as an Investment Adviser Representative (IAR) without holding a CFP®, CFA, or CPA designation. Ideal for new RIA associates, career changers entering the advisory space, and experienced reps adding fee-based services.
Everything you need to pass
One subscription — $100/month, cancel anytime.
Adaptive question bank
Questions weighted by exam domain. Targeted drilling closes your weak-topic gaps fast.
On-demand AI tutor
Plain-English explanations for any concept or calculation — available 24/7.
Performance tracking
Per-topic accuracy scores surface exactly where to focus next.
Timed practice mode
Simulate real exam pressure with per-question pacing and countdown timer.
Personalized study plan
Week-by-week schedule built around your exam date and current scores.
130-question full exam
Full-length simulated exam with score breakdown by domain and difficulty.
Topics covered
72 practice questions across 14 topic areas.
“Students who drill our platform consistently average 18–22 point score improvements within three weeks of focused prep.”
Frequently asked questions
How long does it take to prepare for the Series 65?
Most candidates are ready in 4–8 weeks studying 1–2 hours per day. The exam is 130 questions with a 72% passing score. Start with a free session to benchmark where you stand.
What is the difference between the Series 65 and Series 66?
The Series 65 qualifies you as an IAR on its own. The Series 66 covers the same investment adviser content but is paired with the SIE and replaces both the Series 63 and 65. If your firm requires a FINRA top-off exam, you likely need the 66, not the 65.
Do I need a sponsor to take the Series 65?
No. The Series 65 is a NASAA exam you can register for independently through FINRA's testing system. This makes it the exam of choice for individuals starting their own RIA.
What are the hardest topics on the Series 65?
Most candidates struggle with the Laws, Regulations & Ethics section (30% of the exam) — specifically registration thresholds for advisers and the exemption rules. Our platform focuses heavily on these areas.
How does this platform work with Kaplan or other study manuals?
Use your study manual for reading and our platform as your drill engine. Our questions are aligned to NASAA's exam outline and reinforce what you're reading chapter by chapter.
Is there math on the Series 65?
Yes, but it is manageable. You need to know yield calculations, the tax-equivalent yield formula, basic portfolio statistics (standard deviation, Sharpe ratio), and time value of money. We cover all of these with worked examples.
Ready to pass the Series 65?
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