S66

Series 66 — Uniform Combined State Law Prep

Pass the combined state law and investment adviser exam in one shot

  • Questions covering both Uniform Securities Act and investment advisory content
  • instant explanations for the math, ethics, and law scenarios that trip most candidates
  • Adaptive drilling that adjusts to your law vs. advisory knowledge gap

No credit card required for free questions · 7-day free trial with subscription

~70%
Pass Rate
120–150 hrs
Typical Study Time
509+
Practice Questions
14
Topics Covered

Who it's for

For reps upgrading to advisory roles who need efficient, integrated prep that covers both legal and planning content.

Everything you need to pass

One subscription — $100/month, cancel anytime.

Adaptive question bank

Questions weighted by exam domain. Targeted drilling closes your weak-topic gaps fast.

On-demand AI tutor

Plain-English explanations for any concept or calculation — available 24/7.

Performance tracking

Per-topic accuracy scores surface exactly where to focus next.

Timed practice mode

Simulate real exam pressure with per-question pacing and countdown timer.

Personalized study plan

Week-by-week schedule built around your exam date and current scores.

100-question full exam

Full-length simulated exam with score breakdown by domain and difficulty.

Topics covered

509 practice questions across 14 topic areas.

Economic Factors & Business Information4q
Registration of Investment Advisers and IARs457q
Investment Vehicle Characteristics8q
Registration of Securities (State Law)
Client Investment Recommendations & Strategies12q
Laws, Regulations & Guidelines, Including Prohibition on Unethical Practices28q
Exemptions and Exclusions
Ethics and Fiduciary Duty
Prohibited Practices
Portfolio Theory and Investment Analysis
Investment Vehicles and Strategies
Client Types and Suitability
Retirement and Tax Planning
Economic Analysis and Market Indicators
Students who complete structured drilling on both the law and advisory sections pass at an 87%+ rate.

Frequently asked questions

How much overlap is there with the Series 7?

The platform tracks your Series 7 performance and surfaces the Series 66-specific content you still need to drill so you don't waste time reviewing what you already know.

Does the question bank cover investment math?

Yes. Time value, performance benchmarks, and portfolio statistics are heavily tested and each calculation type has step-by-step step-by-step walkthroughs.

Can I prep while working full-time?

The platform works in short bursts. A focused 30–45 minute session per day is enough to make consistent progress toward your exam date.

Should I take Series 66 or 63 + 65 separately?

Series 66 replaces both. If your firm and state accept it, the 66 is more efficient. We cover all three options on the platform.

What diagnostic score should I target?

Aim for 80%+ on your practice sessions before exam day. The passing score is 73%, so you want a comfortable buffer.

Is the SIE required before Series 66?

Yes. The SIE must be passed before sitting for any FINRA top-off exam including the Series 66. Both are available on this platform.

Ready to pass the Series 66?

Start your 7-day free trial — no credit card required until day 8.

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