SIE

Securities Industry Essentials (SIE) Prep

Build the foundation every FINRA license rests on

  • 5,000+ practice questions matched to FINRA exam weights
  • instant explanations for every answer so concepts actually stick
  • Weak-area reports so every study session moves the needle

No credit card required for free questions · 7-day free trial with subscription

~80%
Pass Rate
40–50 hrs
Typical Study Time
5,023+
Practice Questions
15
Topics Covered

Who it's for

Ideal for new entrants to the industry, career changers, and anyone who wants to bank the SIE before tackling a top-off exam.

Everything you need to pass

One subscription — $100/month, cancel anytime.

Adaptive question bank

Questions weighted by exam domain. Targeted drilling closes your weak-topic gaps fast.

On-demand AI tutor

Plain-English explanations for any concept or calculation — available 24/7.

Performance tracking

Per-topic accuracy scores surface exactly where to focus next.

Timed practice mode

Simulate real exam pressure with per-question pacing and countdown timer.

Personalized study plan

Week-by-week schedule built around your exam date and current scores.

75-question full exam

Full-length simulated exam with score breakdown by domain and difficulty.

Topics covered

5,023 practice questions across 15 topic areas.

Knowledge of Capital Markets421q
Understanding Products and Their Risks8q
Trading, Customer Accounts & Prohibited Activities4q
Equity Securities417q
Debt Securities417q
Overview of the Regulatory Framework2q
Investment Companies417q
Variable Contracts and Insurance417q
Options Basics417q
Alternative Investments and DPPs417q
Trading, Settlement and Market Structure418q
Customer Accounts and Registration417q
Prohibited Activities and Ethics417q
Regulatory Framework: FINRA, SEC, MSRB417q
Economic Factors and Business Cycles417q
Students who drill consistently on our platform average 15–20 point gains in their first two weeks.

Frequently asked questions

How long does it take to pass the SIE?

Most candidates are ready in 4–6 weeks studying 1–2 hours per day. Start with a free practice session to see where you stand.

Do I need a sponsor to take the SIE?

No. The SIE is open to anyone 18 or older without firm sponsorship, making it the best first step before joining a broker-dealer.

What is the SIE passing score?

FINRA requires a 70% to pass. The exam is 75 questions scored, plus 10 unscored pilot questions, with a 105-minute time limit.

How does this work alongside Kaplan or STC materials?

Use us as your drill engine alongside your study manual. Our questions and instant explanations reinforce what you're reading chapter by chapter.

What if I have already failed the SIE?

Start a free session to identify your weak areas, then focus your paid access on those specific topics until your diagnostic scores clear 75%.

Can SIE prep count toward Series 7 or Series 65 prep?

Absolutely. The SIE covers foundational material that overlaps heavily with the top-off exams, so strong SIE scores mean a faster start on whatever comes next.

Ready to pass the SIE?

Start your 7-day free trial — no credit card required until day 8.

Start Free Trial — $100/month
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